0000891836-05-000157.txt : 20120628 0000891836-05-000157.hdr.sgml : 20120628 20050301123736 ACCESSION NUMBER: 0000891836-05-000157 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20050301 DATE AS OF CHANGE: 20050301 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: RETURN ON INVESTMENT CORP CENTRAL INDEX KEY: 0000866492 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 223038309 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-51825 FILM NUMBER: 05648983 BUSINESS ADDRESS: STREET 1: 1825 BARRETT LAKES BLVD STREET 2: STE 260 CITY: KENNESAW STATE: GA ZIP: 30144 BUSINESS PHONE: 7705174750 FORMER COMPANY: FORMER CONFORMED NAME: NET TECH INTERNATIONAL INC DATE OF NAME CHANGE: 19930328 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: VeriFone Holdings, Inc. CENTRAL INDEX KEY: 0001312073 STANDARD INDUSTRIAL CLASSIFICATION: CALCULATING & ACCOUNTING MACHINES (NO ELECTRONIC COMPUTERS) [3578] IRS NUMBER: 043692546 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 2099 GATEWAY PLACE STREET 2: SUITE 600 CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: (408) 232-7800 MAIL ADDRESS: STREET 1: 2099 GATEWAY PLACE STREET 2: SUITE 600 CITY: SAN JOSE STATE: CA ZIP: 95110 SC 13D/A 1 sc0071.txt AMENDMENT NO. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 -------------- SCHEDULE 13D (RULE 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (AMENDMENT NO. 1)* Return on Investment Corporation -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, $0.01 par value per share -------------------------------------------------------------------------------- (Title of Class of Securities) 761307107 -------------------------------------------------------------------------------- (CUSIP Number) Barry Zwarenstein VeriFone Holdings, Inc. 2099 Gateway Place, Suite 600 San Jose, California 95110 (408) 232-7800 -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) February 28, 2005 -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of This Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box [ ]. NOTE: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7(b) for other parties to whom copies are to be sent. -------------- *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 (the "Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). -------------------------------------------------------------------------------- CUSIP NO. 761307107 -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON VeriFone Holdings, Inc.; I.R.S. Identification No. 04-3692546 -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (A) [ ] (B) [X]** -------------------------------------------------------------------------------- 3. SEC USE ONLY -------------------------------------------------------------------------------- 4. SOURCE OF FUNDS* Not Applicable -------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d)OR 2(e) [ ] -------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware -------------------------------------------------------------------------------- 7. SOLE VOTING POWER NUMBER OF 0 SHARES -------------------------------------------------------------- BENEFICIALLY 8. SHARED VOTING POWER OWNED BY 0 EACH -------------------------------------------------------------- REPORTING 9. SOLE DISPOSITIVE POWER PERSON 0 WITH -------------------------------------------------------------- 10. SHARED DISPOSITIVE POWER 0 -------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 -------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] -------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0% -------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON* HC, CO -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! -------------- ** See Item 4. of the Schedule 13D. -------------------------------------------------------------------------------- CUSIP NO. 761307107 -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON VeriFone Intermediate Holdings, Inc. -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (A) [ ] (B) [X]** -------------------------------------------------------------------------------- 3. SEC USE ONLY -------------------------------------------------------------------------------- 4. SOURCE OF FUNDS* Not Applicable -------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d)OR 2(e) [ ] -------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware -------------------------------------------------------------------------------- 7. SOLE VOTING POWER NUMBER OF 0 SHARES -------------------------------------------------------------- BENEFICIALLY 8. SHARED VOTING POWER OWNED BY 0 EACH -------------------------------------------------------------- REPORTING 9. SOLE DISPOSITIVE POWER PERSON 0 WITH -------------------------------------------------------------- 10. SHARED DISPOSITIVE POWER 0 -------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 -------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] -------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0% -------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON* HC, CO -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! -------------- ** See Item 4. of the Schedule 13D. -------------------------------------------------------------------------------- CUSIP NO. 761307107 -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON VeriFone, Inc. -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (A) [ ] (B) [X]** -------------------------------------------------------------------------------- 3. SEC USE ONLY -------------------------------------------------------------------------------- 4. SOURCE OF FUNDS* Not Applicable -------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d)OR 2(e) [ ] -------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware -------------------------------------------------------------------------------- 7. SOLE VOTING POWER NUMBER OF 0 SHARES -------------------------------------------------------------- BENEFICIALLY 8. SHARED VOTING POWER OWNED BY 0 EACH -------------------------------------------------------------- REPORTING 9. SOLE DISPOSITIVE POWER PERSON 0 WITH -------------------------------------------------------------- 10. SHARED DISPOSITIVE POWER 0 -------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 -------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] -------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0% -------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON* CO -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! -------------- ** See Item 4. of the Schedule 13D. INTRODUCTION This Amendment No. 1 amends the Schedule 13D filed on December 21, 2004 (the "Schedule 13D"), by VeriFone Holdings, Inc., a Delaware corporation ("VeriFone Holdings"), VeriFone Intermediate Holdings, Inc., a Delaware corporation ("VeriFone Intermediate Holdings") and VeriFone, Inc., a Delaware corporation ("VeriFone" and, together with VeriFone Holdings and VeriFone Intermediate Holdings, the "Reporting Persons"), with respect to the shares of common stock, $0.01 par value (the "Common Stock"), of Return on Investment Corporation, a Delaware corporation (the "Company"). Capitalized terms used and not defined in this Amendment No. 1 shall have the meanings set forth in the Schedule 13D. Except as specifically provided herein, this Amendment No. 1 does not modify any of the information previously provided on the Schedule 13D. 1. ITEM 4 OF THE SCHEDULE 13D IS HEREBY AMENDED TO ADD THE FOLLOWING INFORMATION: Item 4. Purpose of Transaction ---------------------- On February 28, 2005, VeriFone, the Company and GO Software completed the Transaction pursuant to the terms of the Asset Purchase Agreement, upon which the Voting Agreement and the irrevocable proxies delivered pursuant thereto by the Stockholders to VeriFone terminated automatically in accordance with their terms. 2. ITEM 5 OF THE SCHEDULE 13D IS HEREBY AMENDED TO ADD THE FOLLOWING INFORMATION: Item 5. Interests in Securities of the Company -------------------------------------- (a), (b) and (e) On February 28, 2005, the Voting Agreement and the irrevocable proxies delivered pursuant thereto by the Stockholders to VeriFone terminated automatically in accordance with their terms, as a result of which each of the Reporting Persons beneficially owns no shares of the Common Stock of the Company and has ceased to be a beneficial owner of more than five percent of the Common Stock of the Company. SIGNATURES After reasonable inquiry and to the best of each of the undersigned's knowledge and belief, each of the undersigned certifies that the information set forth in this Statement is true, complete and correct. Dated: February 28, 2005 VERIFONE HOLDINGS, INC. By: /s/ Barry Zwarenstein ----------------------- Name: Barry Zwarenstein Title: Chief Financial Officer VERIFONE INTERMEDIATE HOLDINGS, INC. By: /s/ Barry Zwarenstein ----------------------- Name: Barry Zwarenstein Title: Chief Financial Officer VERIFONE, INC. By: /s/ Barry Zwarenstein ----------------------- Name: Barry Zwarenstein Title: Chief Financial Officer SCHEDULE I DIRECTORS AND EXECUTIVE OFFICERS OF VERIFONE HOLDINGS, INC. The name, present principal occupation or employment, and the name of any corporation or other organization in which such employment is conducted, of each of the directors and executive officers of VeriFone Holdings, Inc. is set forth below. Except as set forth below each of the directors and executive officers is a citizen of the United States. The business address of each director and officer is VeriFone Holdings, Inc., 2099 Gateway Place, Suite 600, San Jose, California 95110. Name Present Principal Occupation or Employment ---- ------------------------------------------ Douglas Bergeron Chairman of the Board of Directors and Chief Executive Officer of VeriFone Holdings, Inc. (Citizen of Canada) Craig Bondy Principal, GTCR Golder Rauner, L.L.C. James Castle President and Chief Executive Officer, Castle Information Technologies, LLC Leslie Denend Retired; formerly chief executive officer and president of Network General Corporation. Robert B. Henske Chief Financial Officer and Senior Vice President of Finance and Administration of Intuit Inc. Collin Roche Principal, GTCR Golder Rauner, L.L.C. Daniel Timm Principal, GTCR Golder Rauner, L.L.C. Jesse Adams Executive Vice President, North America Sales, VeriFone Holdings, Inc. William Atkinson Executive Vice President, Global Marketing and Business Development, VeriFone Holdings, Inc. David Turnbull Executive Vice President, Operations, VeriFone Holdings, Inc. Elmore Waller Executive Vice President, Integrated Solutions, VeriFone Holdings, Inc. Barry Zwarenstein Senior Vice President and Chief Financial Officer, VeriFone Holdings, Inc. DIRECTORS AND EXECUTIVE OFFICERS OF VERIFONE INTERMEDIATE HOLDINGS, INC. The name, present principal occupation or employment, and the name of any corporation or other organization in which such employment is conducted, of each of the directors and executive officers of VeriFone Intermediate Holdings, Inc. is set forth below. Except as set forth below each of the directors and executive officers is a citizen of the United States. The business address of each director and officer is VeriFone Holdings, Inc., 2099 Gateway Place, Suite 600, San Jose, California 95110. Name Present Principal Occupation or Employment ---- ------------------------------------------ Douglas Bergeron Chairman of the Board of Directors and Chief Executive Officer of VeriFone Holdings, Inc. (Citizen of Canada) Craig Bondy Principal, GTCR Golder Rauner, L.L.C. James Castle President and Chief Executive Officer, Castle Information Technologies, LLC Leslie Denend Retired; formerly chief executive officer and president of Network General Corporation. Robert B. Henske Chief Financial Officer and Senior Vice President of Finance and Administration of Intuit Inc. Collin Roche Principal, GTCR Golder Rauner, L.L.C. Daniel Timm Principal, GTCR Golder Rauner, L.L.C. Jesse Adams Executive Vice President, North America Sales, VeriFone Holdings, Inc. William Atkinson Executive Vice President, Global Marketing and Business Development, VeriFone Holdings, Inc. David Turnbull Executive Vice President, Operations, VeriFone Holdings, Inc. Elmore Waller Executive Vice President, Integrated Solutions, VeriFone Holdings, Inc. Barry Zwarenstein Senior Vice President and Chief Financial Officer, VeriFone Holdings, Inc. -2- DIRECTORS AND EXECUTIVE OFFICERS OF VERIFONE, INC. The name, present principal occupation or employment, and the name of any corporation or other organization in which such employment is conducted, of each of the directors and executive officers of VeriFone, Inc. is set forth below. Except as set forth below each of the directors and executive officers is a citizen of the United States. The business address of each director and officer is VeriFone Holdings, Inc., 2099 Gateway Place, Suite 600, San Jose, California 95110. Name Present Principal Occupation or Employment ---- ------------------------------------------ Douglas Bergeron Chairman of the Board of Directors and Chief Executive Officer of VeriFone Holdings, Inc. (Citizen of Canada) Craig Bondy Principal, GTCR Golder Rauner, L.L.C. James Castle President and Chief Executive Officer, Castle Information Technologies, LLC Leslie Denend Retired; formerly chief executive officer and president of Network General Corporation. Robert B. Henske Chief Financial Officer and Senior Vice President of Finance and Administration of Intuit Inc. Collin Roche Principal, GTCR Golder Rauner, L.L.C. Daniel Timm Principal, GTCR Golder Rauner, L.L.C. Jesse Adams Executive Vice President, North America Sales, VeriFone Holdings, Inc. William Atkinson Executive Vice President, Global Marketing and Business Development, VeriFone Holdings, Inc. David Turnbull Executive Vice President, Operations, VeriFone Holdings, Inc. Elmore Waller Executive Vice President, Integrated Solutions, VeriFone Holdings, Inc. Barry Zwarenstein Senior Vice President and Chief Financial Officer, VeriFone Holdings, Inc. -3-