0000891836-05-000157.txt : 20120628
0000891836-05-000157.hdr.sgml : 20120628
20050301123736
ACCESSION NUMBER: 0000891836-05-000157
CONFORMED SUBMISSION TYPE: SC 13D/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20050301
DATE AS OF CHANGE: 20050301
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: RETURN ON INVESTMENT CORP
CENTRAL INDEX KEY: 0000866492
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 223038309
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: SC 13D/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-51825
FILM NUMBER: 05648983
BUSINESS ADDRESS:
STREET 1: 1825 BARRETT LAKES BLVD
STREET 2: STE 260
CITY: KENNESAW
STATE: GA
ZIP: 30144
BUSINESS PHONE: 7705174750
FORMER COMPANY:
FORMER CONFORMED NAME: NET TECH INTERNATIONAL INC
DATE OF NAME CHANGE: 19930328
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: VeriFone Holdings, Inc.
CENTRAL INDEX KEY: 0001312073
STANDARD INDUSTRIAL CLASSIFICATION: CALCULATING & ACCOUNTING MACHINES (NO ELECTRONIC COMPUTERS) [3578]
IRS NUMBER: 043692546
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
FILING VALUES:
FORM TYPE: SC 13D/A
BUSINESS ADDRESS:
STREET 1: 2099 GATEWAY PLACE
STREET 2: SUITE 600
CITY: SAN JOSE
STATE: CA
ZIP: 95110
BUSINESS PHONE: (408) 232-7800
MAIL ADDRESS:
STREET 1: 2099 GATEWAY PLACE
STREET 2: SUITE 600
CITY: SAN JOSE
STATE: CA
ZIP: 95110
SC 13D/A
1
sc0071.txt
AMENDMENT NO. 1
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
--------------
SCHEDULE 13D
(RULE 13d-101)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO
RULE 13d-2(a)
(AMENDMENT NO. 1)*
Return on Investment Corporation
--------------------------------------------------------------------------------
(Name of Issuer)
Common Stock, $0.01 par value per share
--------------------------------------------------------------------------------
(Title of Class of Securities)
761307107
--------------------------------------------------------------------------------
(CUSIP Number)
Barry Zwarenstein
VeriFone Holdings, Inc.
2099 Gateway Place, Suite 600
San Jose, California 95110
(408) 232-7800
--------------------------------------------------------------------------------
(Name, Address and Telephone Number of Person Authorized
to Receive Notices and Communications)
February 28, 2005
--------------------------------------------------------------------------------
(Date of Event Which Requires Filing of This Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition that is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box
[ ].
NOTE: Schedules filed in paper format shall include a signed original and five
copies of the schedule, including all exhibits. See Rule 13d-7(b) for other
parties to whom copies are to be sent.
--------------
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 (the "Act") or otherwise subject to the liabilities of that section of the
Act but shall be subject to all other provisions of the Act (however, see the
Notes).
--------------------------------------------------------------------------------
CUSIP NO. 761307107
--------------------------------------------------------------------------------
1. NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
VeriFone Holdings, Inc.; I.R.S. Identification No. 04-3692546
--------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(A) [ ]
(B) [X]**
--------------------------------------------------------------------------------
3. SEC USE ONLY
--------------------------------------------------------------------------------
4. SOURCE OF FUNDS*
Not Applicable
--------------------------------------------------------------------------------
5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d)OR 2(e) [ ]
--------------------------------------------------------------------------------
6. CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
--------------------------------------------------------------------------------
7. SOLE VOTING POWER
NUMBER OF 0
SHARES --------------------------------------------------------------
BENEFICIALLY 8. SHARED VOTING POWER
OWNED BY 0
EACH --------------------------------------------------------------
REPORTING 9. SOLE DISPOSITIVE POWER
PERSON 0
WITH --------------------------------------------------------------
10. SHARED DISPOSITIVE POWER
0
--------------------------------------------------------------------------------
11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
0
--------------------------------------------------------------------------------
12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
[ ]
--------------------------------------------------------------------------------
13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0%
--------------------------------------------------------------------------------
14. TYPE OF REPORTING PERSON*
HC, CO
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
--------------
** See Item 4. of the Schedule 13D.
--------------------------------------------------------------------------------
CUSIP NO. 761307107
--------------------------------------------------------------------------------
1. NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
VeriFone Intermediate Holdings, Inc.
--------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(A) [ ]
(B) [X]**
--------------------------------------------------------------------------------
3. SEC USE ONLY
--------------------------------------------------------------------------------
4. SOURCE OF FUNDS*
Not Applicable
--------------------------------------------------------------------------------
5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d)OR 2(e) [ ]
--------------------------------------------------------------------------------
6. CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
--------------------------------------------------------------------------------
7. SOLE VOTING POWER
NUMBER OF 0
SHARES --------------------------------------------------------------
BENEFICIALLY 8. SHARED VOTING POWER
OWNED BY 0
EACH --------------------------------------------------------------
REPORTING 9. SOLE DISPOSITIVE POWER
PERSON 0
WITH --------------------------------------------------------------
10. SHARED DISPOSITIVE POWER
0
--------------------------------------------------------------------------------
11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
0
--------------------------------------------------------------------------------
12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
[ ]
--------------------------------------------------------------------------------
13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0%
--------------------------------------------------------------------------------
14. TYPE OF REPORTING PERSON*
HC, CO
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
--------------
** See Item 4. of the Schedule 13D.
--------------------------------------------------------------------------------
CUSIP NO. 761307107
--------------------------------------------------------------------------------
1. NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
VeriFone, Inc.
--------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(A) [ ]
(B) [X]**
--------------------------------------------------------------------------------
3. SEC USE ONLY
--------------------------------------------------------------------------------
4. SOURCE OF FUNDS*
Not Applicable
--------------------------------------------------------------------------------
5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d)OR 2(e) [ ]
--------------------------------------------------------------------------------
6. CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
--------------------------------------------------------------------------------
7. SOLE VOTING POWER
NUMBER OF 0
SHARES --------------------------------------------------------------
BENEFICIALLY 8. SHARED VOTING POWER
OWNED BY 0
EACH --------------------------------------------------------------
REPORTING 9. SOLE DISPOSITIVE POWER
PERSON 0
WITH --------------------------------------------------------------
10. SHARED DISPOSITIVE POWER
0
--------------------------------------------------------------------------------
11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
0
--------------------------------------------------------------------------------
12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
[ ]
--------------------------------------------------------------------------------
13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0%
--------------------------------------------------------------------------------
14. TYPE OF REPORTING PERSON*
CO
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
--------------
** See Item 4. of the Schedule 13D.
INTRODUCTION
This Amendment No. 1 amends the Schedule 13D filed on December 21, 2004
(the "Schedule 13D"), by VeriFone Holdings, Inc., a Delaware corporation
("VeriFone Holdings"), VeriFone Intermediate Holdings, Inc., a Delaware
corporation ("VeriFone Intermediate Holdings") and VeriFone, Inc., a Delaware
corporation ("VeriFone" and, together with VeriFone Holdings and VeriFone
Intermediate Holdings, the "Reporting Persons"), with respect to the shares of
common stock, $0.01 par value (the "Common Stock"), of Return on Investment
Corporation, a Delaware corporation (the "Company"). Capitalized terms used and
not defined in this Amendment No. 1 shall have the meanings set forth in the
Schedule 13D. Except as specifically provided herein, this Amendment No. 1 does
not modify any of the information previously provided on the Schedule 13D.
1. ITEM 4 OF THE SCHEDULE 13D IS HEREBY AMENDED TO ADD THE FOLLOWING
INFORMATION:
Item 4. Purpose of Transaction
----------------------
On February 28, 2005, VeriFone, the Company and GO Software completed
the Transaction pursuant to the terms of the Asset Purchase Agreement, upon
which the Voting Agreement and the irrevocable proxies delivered pursuant
thereto by the Stockholders to VeriFone terminated automatically in accordance
with their terms.
2. ITEM 5 OF THE SCHEDULE 13D IS HEREBY AMENDED TO ADD THE FOLLOWING
INFORMATION:
Item 5. Interests in Securities of the Company
--------------------------------------
(a), (b) and (e) On February 28, 2005, the Voting Agreement and the irrevocable
proxies delivered pursuant thereto by the Stockholders to VeriFone
terminated automatically in accordance with their terms, as a result of
which each of the Reporting Persons beneficially owns no shares of the
Common Stock of the Company and has ceased to be a beneficial owner of
more than five percent of the Common Stock of the Company.
SIGNATURES
After reasonable inquiry and to the best of each of the
undersigned's knowledge and belief, each of the undersigned certifies that the
information set forth in this Statement is true, complete and correct.
Dated: February 28, 2005
VERIFONE HOLDINGS, INC.
By: /s/ Barry Zwarenstein
-----------------------
Name: Barry Zwarenstein
Title: Chief Financial Officer
VERIFONE INTERMEDIATE HOLDINGS, INC.
By: /s/ Barry Zwarenstein
-----------------------
Name: Barry Zwarenstein
Title: Chief Financial Officer
VERIFONE, INC.
By: /s/ Barry Zwarenstein
-----------------------
Name: Barry Zwarenstein
Title: Chief Financial Officer
SCHEDULE I
DIRECTORS AND EXECUTIVE OFFICERS OF
VERIFONE HOLDINGS, INC.
The name, present principal occupation or employment, and the name of any
corporation or other organization in which such employment is conducted, of
each of the directors and executive officers of VeriFone Holdings, Inc. is
set forth below. Except as set forth below each of the directors and
executive officers is a citizen of the United States. The business address
of each director and officer is VeriFone Holdings, Inc., 2099 Gateway
Place, Suite 600, San Jose, California 95110.
Name Present Principal Occupation or Employment
---- ------------------------------------------
Douglas Bergeron Chairman of the Board of Directors and Chief
Executive Officer of VeriFone Holdings, Inc.
(Citizen of Canada)
Craig Bondy Principal, GTCR Golder Rauner, L.L.C.
James Castle President and Chief Executive Officer, Castle
Information Technologies, LLC
Leslie Denend Retired; formerly chief executive officer and
president of Network General Corporation.
Robert B. Henske Chief Financial Officer and Senior Vice President of
Finance and Administration of Intuit Inc.
Collin Roche Principal, GTCR Golder Rauner, L.L.C.
Daniel Timm Principal, GTCR Golder Rauner, L.L.C.
Jesse Adams Executive Vice President, North America Sales,
VeriFone Holdings, Inc.
William Atkinson Executive Vice President, Global Marketing and
Business Development, VeriFone Holdings, Inc.
David Turnbull Executive Vice President, Operations, VeriFone
Holdings, Inc.
Elmore Waller Executive Vice President, Integrated Solutions,
VeriFone Holdings, Inc.
Barry Zwarenstein Senior Vice President and Chief Financial Officer,
VeriFone Holdings, Inc.
DIRECTORS AND EXECUTIVE OFFICERS OF
VERIFONE INTERMEDIATE HOLDINGS, INC.
The name, present principal occupation or employment, and the name of any
corporation or other organization in which such employment is conducted, of
each of the directors and executive officers of VeriFone Intermediate
Holdings, Inc. is set forth below. Except as set forth below each of the
directors and executive officers is a citizen of the United States. The
business address of each director and officer is VeriFone Holdings, Inc.,
2099 Gateway Place, Suite 600, San Jose, California 95110.
Name Present Principal Occupation or Employment
---- ------------------------------------------
Douglas Bergeron Chairman of the Board of Directors and Chief
Executive Officer of VeriFone Holdings, Inc.
(Citizen of Canada)
Craig Bondy Principal, GTCR Golder Rauner, L.L.C.
James Castle President and Chief Executive Officer, Castle
Information Technologies, LLC
Leslie Denend Retired; formerly chief executive officer and
president of Network General Corporation.
Robert B. Henske Chief Financial Officer and Senior Vice President of
Finance and Administration of Intuit Inc.
Collin Roche Principal, GTCR Golder Rauner, L.L.C.
Daniel Timm Principal, GTCR Golder Rauner, L.L.C.
Jesse Adams Executive Vice President, North America Sales,
VeriFone Holdings, Inc.
William Atkinson Executive Vice President, Global Marketing and
Business Development, VeriFone Holdings, Inc.
David Turnbull Executive Vice President, Operations, VeriFone
Holdings, Inc.
Elmore Waller Executive Vice President, Integrated Solutions,
VeriFone Holdings, Inc.
Barry Zwarenstein Senior Vice President and Chief Financial Officer,
VeriFone Holdings, Inc.
-2-
DIRECTORS AND EXECUTIVE OFFICERS OF
VERIFONE, INC.
The name, present principal occupation or employment, and the name of any
corporation or other organization in which such employment is conducted, of
each of the directors and executive officers of VeriFone, Inc. is set forth
below. Except as set forth below each of the directors and executive
officers is a citizen of the United States. The business address of each
director and officer is VeriFone Holdings, Inc., 2099 Gateway Place, Suite
600, San Jose, California 95110.
Name Present Principal Occupation or Employment
---- ------------------------------------------
Douglas Bergeron Chairman of the Board of Directors and Chief
Executive Officer of VeriFone Holdings, Inc.
(Citizen of Canada)
Craig Bondy Principal, GTCR Golder Rauner, L.L.C.
James Castle President and Chief Executive Officer, Castle
Information Technologies, LLC
Leslie Denend Retired; formerly chief executive officer and
president of Network General Corporation.
Robert B. Henske Chief Financial Officer and Senior Vice President of
Finance and Administration of Intuit Inc.
Collin Roche Principal, GTCR Golder Rauner, L.L.C.
Daniel Timm Principal, GTCR Golder Rauner, L.L.C.
Jesse Adams Executive Vice President, North America Sales,
VeriFone Holdings, Inc.
William Atkinson Executive Vice President, Global Marketing and
Business Development, VeriFone Holdings, Inc.
David Turnbull Executive Vice President, Operations, VeriFone
Holdings, Inc.
Elmore Waller Executive Vice President, Integrated Solutions,
VeriFone Holdings, Inc.
Barry Zwarenstein Senior Vice President and Chief Financial Officer,
VeriFone Holdings, Inc.
-3-